Henry Caldwell
202 Campbell Ave. SE
Roanoke, VA 24013
Henry Caldwell is a senior vice president for Pinnacle Asset Management, the division of Pinnacle Financial Partner’s wealth management group that offers fee-based advisory accounts through Raymond James Financial Services Advisors, Inc. and its suite of investment products through Raymond James Financial Services.
Caldwell’s diverse business experience and time-tested background of helping clients make him an excellent full-service financial partner for Pinnacle’s Virginia and Carolina markets. He advises clients on investments, retirement, estate planning and insurance. Caldwell began his career as a financial advisor for Morgan Stanley followed by several years at Wells Fargo Advisors.
Education
- Bachelor’s degree, University of Memphis
Licenses and Certifications
- Series 7, 31, 63 and 65 securities licenses
- Life, Annuity and Health Insurance licenses
Check the background of this investment professional on FINRA's BrokerCheck.
Check the background of these investment professionals on FINRA's Broker Check.
All investing involves risk. There is no assurance that any investment strategy will be successful. Diversification and asset allocation do not ensure a profit or protect against loss.
Securities offered through Raymond James Financial Services, Inc. Member FINRA/SIPC, and are:
| Not FDIC insured | Not bank guaranteed | Subject to risk and may lose value |
| Not guaranteed by any government agency | Not a bank deposit | |
Securities offered through Raymond James Financial Services, Inc., member FINRA/SIPC, marketed as Pinnacle Asset Management and are not insured by any bank insurance, the FDIC or any other government agency, are not deposits or obligations of the Bank, are not guaranteed by the Bank and are subject to risks, including the possible loss of principal. Investment advisory services are offered through Raymond James Financial Services Advisors, Inc. Pinnacle Bank, Pinnacle Financial Partners and Pinnacle Asset Management are not registered broker/dealers and are not independently registered as broker-dealers or investment advisers.
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