Henry Caldwell
202 Campbell Ave. SE
Roanoke, VA 24013
Henry Caldwell is a senior vice president for Pinnacle Asset Management, an affiliate of Pinnacle Bank, and an investment management consultant with Raymond James Financial Services, Inc, Member FINRA/SIPC. He joined Raymond James in 2018 serving clients and their families from Pinnacle’s office in downtown Roanoke, Virginia.
As an investment management consultant, Henry advises his clients on investments, retirement strategies, estate planning, and insurance solutions. His diverse business experience and track record of helping clients in a collaborative manner allow him to be a full-service, focused financial partner to his clients. He is a graduate of the University of Memphis and has earned the professional designation of Certified Plan Fiduciary Advisor.
Henry lives in Roanoke with his wife, Susan. He and Susan enjoy traveling and spending time with their family, including one daughter and son-in-law in North Carolina and another daughter in Tennessee.
Education
- Bachelor’s degree, University of Memphis
Licenses and Certifications
- Series 7, 31, 63 and 65 securities licenses
- Certified Plan Fiduciary Advisor (CPFA®) designation
- Life, Annuity and Health Insurance licenses
The Investment Management Consultant title is awarded to those who complete the Raymond James Institute of Investment Management Consulting program.
Raymond James is not affiliated with the above organizations.
Check the background of these investment professionals on FINRA's Broker Check.
All investing involves risk. There is no assurance that any investment strategy will be successful. Diversification and asset allocation do not ensure a profit or protect against loss.
Securities offered through Raymond James Financial Services, Inc. Member FINRA/SIPC, and are:
| Not FDIC insured | Not bank guaranteed | Subject to risk and may lose value |
| Not guaranteed by any government agency | Not a bank deposit | |
Securities offered through Raymond James Financial Services, Inc., member FINRA/SIPC, marketed as Pinnacle Asset Management and are not insured by any bank insurance, the FDIC or any other government agency, are not deposits or obligations of the Bank, are not guaranteed by the Bank and are subject to risks, including the possible loss of principal. Investment advisory services are offered through Raymond James Financial Services Advisors, Inc. Pinnacle Bank, Pinnacle Financial Partners and Pinnacle Asset Management are not registered broker/dealers and are not independently registered as broker-dealers or investment advisers.
Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local Raymond James office for information and availability.
Links are being provided for information purposes only. Raymond James is not affiliated with and does not endorse, authorize or sponsor any of the listed websites or their respective sponsors. Raymond James is not responsible for the content of any website or the collection or use of information regarding any website's users and/or members.
Quick Links