Henry Caldwell

Henry Caldwell

Henry Caldwell
Senior Vice President and Financial Consultant, Pinnacle Asset Management

202 Campbell Ave. SE
Roanoke, VA 24013
Phone: 540.769.8544
Fax: 540.283.8044
Email

Henry Caldwell is a senior vice president and financial consultant for Pinnacle Asset Management, the division of Pinnacle Financial Partner’s wealth management group that offers fee-based asset management through Raymond James Financial Services Advisors, Inc. and its suite of investment products through Raymond James Financial Services.

Caldwell’s diverse business experience and time-tested track record of helping clients make him an excellent full-service financial partner for Pinnacle’s Virginia and Carolina markets. He advises clients on investments, retirement, estate planning and insurance. Caldwell began his career as a financial advisor for Morgan Stanley followed by several years at Wells Fargo Advisors.

Education

  • Bachelor’s degree, University of Memphis

Licenses and Certifications

  • Series 7, 31, 63 and 65 securities licenses
  • Life, Annuity and Health Insurance licenses

 

Check the background of this investment professional on FINRA's BrokerCheck.

 

Check the background of these investment professionals on FINRA's Broker Check.

Securities offered through Raymond James Financial Services, Inc. Member FINRA/SIPC, and are:

  • Not deposits or obligations of the bank
  • Not insured by bank insurance, the FDIC or any other government agency
  • Not guaranteed by Pinnacle Bank
  • Subject to risk, may lose value.

Investment advisory services are offered through Raymond James Financial Services Advisors, Inc. Pinnacle Bank, Pinnacle Financial Partners and Pinnacle Asset Management are not registered broker/dealers and are independent of Raymond James Financial Services.

Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local Raymond James office for information and availability.

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